Harnessing lipids as plasticizers in hot-melt extrusion: a gateway to innovation

What is hot-melt extrusion?

Hot-melt extrusion (HME) is an industrial process initially created for the plastic, rubber, and food industries. However, it was revisited for the pharmaceutical industry later, using mostly polymers.

In formulation, HME is a process widely used to manufacture amorphous solid dispersions (ASD), an advantageous approach for poorly-soluble APIs. Indeed, in an ASD, the active pharmaceutical ingredient (API) is dispersed in an amorphous polymer matrix, preventing the drug from crystallizing, thus improving its dissolution rate for a better bioavailability.

Scheme explaning the hot melt extrusion process

Why use plasticizers in extrusion?

Polymers used in HME process are amorphous materials, characterized by a glass transition temperature (“Tg”), which ranges from 100 to 200°C depending on their composition. During the process, it is necessary to go beyond the Tg as it represents the point where the polymer transitions from a hard, glassy state to a flexible, rubbery state, thus acquiring the required flow and deformation to mix the API in the polymer.

Lipid excipients are demonstrated plasticizers. Due to their low molecular weight, they locate at the interspace of the entangled polymer chains and increase their mobility facilitating polymer extrusion.

  •  They reduce the Tg, allowing extrusion to occur at lower temperatures: this is particularly interesting for heat-sensitive APIs, as well as for the improvement of process safety.
  • They reduce engine torque, thus allowing a decrease in the equipment’s energy consumption.
Harnessing hot melt extrusion

What other benefits bring lipid excipients to ASDs?

Improve drug release

The addition of Gelucire® 50/13 and Gelucire® 44/14 were reported to accelerate and complete drug release from hydroxypropyl methylcellulose acetate succinate based extrudates (Maniruzzaman et al., and El-Badry). The observed synergistic effects on API dissolution were due to the presence of the solid surfactant that facilitated the formation of an ASD at high drug load and improved the solubility of the drug into the polymer matrix. Our latest work with Gelucire® 48/16 and Gelucire® 50/13 added to a ticagrelor ASD showed the same tendency.

Increase stability

Keen et al. showed the addition of Compritol® 888 ATO could stabilize a polymer-based ASD produced by HME and the Kinetisol process. Due to its water insolubility, the lipid reduced the hydrophilicity of the system. This in turn decelerated both water diffusion into the dosage form and precipitation of the amorphous drug.

Re-invent dosage form production with lipid extrusion

Extrusion can also be used for modified-release, or taste-masking formulation technologies. Beyond those uses, novel dosage forms can also be developed.

Develop solid lipid nanoparticles

Patil et al. investigated the production of Compritol® 888 ATO-based solid lipid nanoparticles by combining HME with high pressure homogenization. This new approach enables continuous and scalable nanoparticle development with better process control. Nanoparticles of below 200 nm were obtained with decreased polydispersion indices and zeta potential.

Transform liquid SMEDDS into solid SMEDDS

A liquid self-microemulsifying drug delivery system (SMEDDS) consisting of Plurol® Diisostearique and Transcutol® HP was transformed into solid SMEDDS through extrusion. The solid SMEDDS enabled fast and complete release of the API at pH 6.8 whilst reducing release in acidic pH (Silva et al).

Obtain solid SMEDDS by 3D-printing

Recent publications suggested that a semi-solid lipid excipient could be formulated into self-microemulsifying tablets using an extrusion process followed by 3D printing. Vithani et al blended a poloxamer with the drug and surfactants (Gelucire® 44/14 and Gelucire® 48/16), and then printed the solid SMEDDS into different geometrical shapes. The dispersion properties of the printed dosage units were not affected by 3D printing suggesting a potential future approach to develop lipid based personalized medicines.

Discover our lipid excipients used in HME!

Excipient name

Description Form
Melting
range (°C)
Main functionality
Capryol® 90

Propylene glycol monocaprylate (type II) EP

Propylene glycol monocaprylate NF

Liquid NA Solubility and oral bioavailability enhancement
Compritol® 888 ATO

Glycerol dibehenate EP

Glyceryl dibehenate NF / Ch.P.

Powder 65 - 77 Sustained release, taste-masking, API protection
Gelucire® 44/14

Lauroyl macrogol-32 glycerides EP

Lauroyl polyoxyl-32 glycerides NF

Lauroyl macrogolglycerides (32) Ch.P.

Block 42.5 - 47.5 Solubility and oral bioavailability enhancement
Gelucire® 48/16

Macrogol-32 stearate (type I) EP

Polyoxyl-32 stearate (type I) NF

Pellets 46 - 50
Gelucire® 50/13

Stearoyl macrogol-32 glycerides EP

Stearoyl polyoxyl-32 glycerides NF

Pellets 46 - 51

Gelucire® 59/14

Mixture of lauroyl polyoxyl-32 glycerides EP / NF and PEG 6000 EP / NF Pellets 57 - 62
Labrafac

Lipophile WL 1349

Triglycerides medium-chain EP

Medium-chain triglycerides NF

Medium-chain fatty acid triglycerides JPE

Liquid NA
Labrasol® ALF

Caprylocaproyl macrogol-8 glycerides EP

Caprylocaproyl polyoxyl-8 glycerides NF

Liquid NA
Precirol® ATO 5

Glycerol distearate (type I) EP

Glyceryl distearate NF

Powder 50 - 60 Taste-masking, sustained release